Portfolio – backup

This is a representative sample of Saratoga’s investment companies. For current portfolio information, including investment size, structure and securities, please see our latest SEC filing, available through the Investor Relations section.

Realized

Expedited Travel LLC
INDUSTRY:
Travel Services
SECURITY TYPE:
First lien term loan, Equity interest
Community Investors, Inc.
INDUSTRY:
Residential Management & Communication
SECURITY TYPE:
First lien term loan, Unsecured notes, Equity interest
IDOC Holding Corporation
INDUSTRY:
Distributor of Optometry Products
SECURITY TYPE:
First lien term loan
Pen-Link, Ltd.
INDUSTRY:
Law Enforcement Services
SECURITY TYPE:
Second lien term loan
TB Corp. (Taco Bueno Restaurants)
INDUSTRY:
Quick-Service Restaurants
SECURITY TYPE:
First lien term loan, Unsecured notes
National Truck Protection Co., Inc.
INDUSTRY:
Automotive Warranty
SECURITY TYPE:
First lien term loan, Equity interest
Advanced Air & Heat Holding Co. LLC
INDUSTRY:
Plumbing and heating contractors
SECURITY TYPE:
First lien term loan
Oceans Healthcare
INDUSTRY:
Residential Mental Health & Substance Abuse Facilities
SECURITY TYPE:
First lien term loan
Capstone Logistics, LLC
INDUSTRY:
Logistics
SECURITY TYPE:
First lien term loan
Finalsite Holdings, Inc.
INDUSTRY:
Technology
SECURITY TYPE:
Second lien term loan
DS Waters of America, Inc.
INDUSTRY:
Food and Beverage
SECURITY TYPE:
First lien term loan
Sabre Industries, Inc.
INDUSTRY:
Manufacturing
SECURITY TYPE:
Senior unsecured loan
Bristol Hospice, LCC
INDUSTRY:
Hospice Care Services
SECURITY TYPE:
First lien term loan
C.H.I. Overhead Doors, Inc.
INDUSTRY:
Metal Window and Door Manufacturing
SECURITY TYPE:
First lien term loan
Maverick Healthcare Group, LLC / Preferred Healthcare
INDUSTRY:
Healthcare Services
SECURITY TYPE:
First lien term loan
HOA Restaurant Group
INDUSTRY:
Restaurant
SECURITY TYPE:
Senior Secured Notes
Coast Plating, Inc.
INDUSTRY:
Aerospace
SECURITY TYPE:
First lien term loan
Tectum Holdings 2nd
INDUSTRY:
Industrial Equipment
SECURITY TYPE:
Second lien term loan
SourceHOV LLC
INDUSTRY:
Business Services
SECURITY TYPE:
Second lien term loan
Diversified Collection Services
INDUSTRY:
Financial Services
SECURITY TYPE:
First lien term loan
Targus Group International, Inc.
INDUSTRY:
Consumer Products
SECURITY TYPE:
First lien term loan, Unsecured notes, Equity interest
California Family Fitness
INDUSTRY:
Consumer Services
SECURITY TYPE:
First lien term loan
Network Communications, Inc
INDUSTRY:
Publishing
SECURITY TYPE:
Unsecured notes, Equity interest
Dekko Technologies LLC
INDUSTRY:
Electronics
SECURITY TYPE:
Second lien term loan
Legacy Cabinets, Inc.
INDUSTRY:
Building Products
SECURITY TYPE:
Equity interest
USS Parent Stock (Non-Voting)
INDUSTRY:
Environmental
SECURITY TYPE:
Equity interest
Company Name Industry Security Type
Expedited Travel LLC Travel Services First lien term loan, Equity interest
Community Investors, Inc. Residential Management & Communication First lien term loan, Unsecured notes, Equity interest
IDOC Holding Corporation Distributor of Optometry Products First lien term loan
Pen-Link, Ltd. Law Enforcement Services Second lien term loan
TB Corp. (Taco Bueno Restaurants) Quick-Service Restaurants First lien term loan, Unsecured notes
National Truck Protection Co., Inc. Automotive Warranty First lien term loan, Equity interest
Advanced Air & Heat Holding Co. LLC Plumbing and heating contractors First lien term loan
Oceans Healthcare Residential Mental Health & Substance Abuse Facilities First lien term loan
Capstone Logistics, LLC Logistics First lien term loan
Finalsite Holdings, Inc. Technology Second lien term loan
DS Waters of America, Inc. Food and Beverage First lien term loan
Sabre Industries, Inc. Manufacturing Senior unsecured loan
Bristol Hospice, LCC Hospice Care Services First lien term loan
C.H.I. Overhead Doors, Inc. Metal Window and Door Manufacturing First lien term loan
Maverick Healthcare Group, LLC / Preferred Healthcare Healthcare Services First lien term loan
HOA Restaurant Group Restaurant Senior Secured Notes
Coast Plating, Inc. Aerospace First lien term loan
Tectum Holdings 2nd Industrial Equipment Second lien term loan
SourceHOV LLC Business Services Second lien term loan
Diversified Collection Services Financial Services First lien term loan
Targus Group International, Inc. Consumer Products First lien term loan, Unsecured notes, Equity interest
California Family Fitness Consumer Services First lien term loan
Network Communications, Inc Publishing Unsecured notes, Equity interest
Dekko Technologies LLC Electronics Second lien term loan
Legacy Cabinets, Inc. Building Products Equity interest
USS Parent Stock (Non-Voting) Environmental Equity interest

Unrealized

Mercury Network, LLC
INDUSTRY:
Real Estate Services
SECURITY TYPE:
First lien term loan, Equity interest
Knowland Group, LLC
INDUSTRY:
Business Intelligence for Hospitality Industry
SECURITY TYPE:
First lien term loan
Pre-Paid Legal (DBA LegalShield)
INDUSTRY:
Consumer Services
SECURITY TYPE:
First lien term loan, Second lien term loan
Courion Corporation
INDUSTRY:
IT Security & Services
SECURITY TYPE:
Second lien term loan
HMN Holdco, LLC
INDUSTRY:
Healthcare Media
SECURITY TYPE:
First lien term loan, Equity interest
Easy Ice, LLC
INDUSTRY:
Ice Making Machines & Services
SECURITY TYPE:
First lien term loan
Erwin, Inc.
INDUSTRY:
Data Analytics Software
SECURITY TYPE:
Second lien term loan
Censis Technologies, Inc.
INDUSTRY:
Inventory Management Services for Healthcare
SECURITY TYPE:
First lien term loan, Equity interest
Dispensing Dynamics International
INDUSTRY:
Business Services
SECURITY TYPE:
First lien term loan
BoardEffect
INDUSTRY:
IT Solutions for Corporate Governance
SECURITY TYPE:
First lien term loan
Protection One, Inc.
INDUSTRY:
Security System Monitoring Services
SECURITY TYPE:
Second lien term loan
Identity Automation Systems, LLC
INDUSTRY:
IT Security for Education
SECURITY TYPE:
First lien term loan, Equity interest
Teachers of Tomorrow, LLC
INDUSTRY:
Educational Training & Placement Services
SECURITY TYPE:
Second lien term loan, Equity interest
TM Restaurant Group LLC
INDUSTRY:
Full-Service Restaurants
SECURITY TYPE:
First lien term loan
My Alarm Center, LLC
INDUSTRY:
Security System Monitoring Services
SECURITY TYPE:
Second lien term loan
Vector Controls, LLC
INDUSTRY:
Industrial Machinery and Equipment Sales
SECURITY TYPE:
First lien term loan, Equity interest
Emily Street Enterprises, LLC
INDUSTRY:
Office Equipment Distributor & Services
SECURITY TYPE:
First lien term loan, Equity interest
Elyria Foundry Company LLC
INDUSTRY:
Metals
SECURITY TYPE:
First lien term loan, Equity interest
Microsystems
INDUSTRY:
Document Preparation & Mgmt Tools for Legal & Patent Drafting
SECURITY TYPE:
Second lien term loan
Help/Systems Holdings, Inc.
INDUSTRY:
IT Operations Management Software
SECURITY TYPE:
First lien term loan, Second lien term loan
Ohio Medical
INDUSTRY:
Medical Equipment
SECURITY TYPE:
Second lien term loan, Equity interest
Roscoe Medical, Inc.
INDUSTRY:
Surgical Appliance and Supplies
SECURITY TYPE:
Second lien term loan, Equity interest
Avionte Holdings, LLC
INDUSTRY:
Staffing Company Services
SECURITY TYPE:
First lien term loan, Equity interest
Polar Holding Company, Ltd.
INDUSTRY:
Building Products
SECURITY TYPE:
First lien term loan
CAMP International
INDUSTRY:
Aviation
SECURITY TYPE:
Second lien term loan
Company Name Industry Security Type
Mercury Network, LLC Real Estate Services First lien term loan, Equity interest
Knowland Group, LLC Business Intelligence for Hospitality Industry First lien term loan
Pre-Paid Legal (DBA LegalShield) Consumer Services First lien term loan, Second lien term loan
Courion Corporation IT Security & Services Second lien term loan
HMN Holdco, LLC Healthcare Media First lien term loan, Equity interest
Easy Ice, LLC Ice Making Machines & Services First lien term loan
Erwin, Inc. Data Analytics Software Second lien term loan
Censis Technologies, Inc. Inventory Management Services for Healthcare First lien term loan, Equity interest
Dispensing Dynamics International Business Services First lien term loan
BoardEffect IT Solutions for Corporate Governance First lien term loan
Protection One, Inc. Security System Monitoring Services Second lien term loan
Identity Automation Systems, LLC IT Security for Education First lien term loan, Equity interest
Teachers of Tomorrow, LLC Educational Training & Placement Services Second lien term loan, Equity interest
TM Restaurant Group LLC Full-Service Restaurants First lien term loan
My Alarm Center, LLC Security System Monitoring Services Second lien term loan
Vector Controls, LLC Industrial Machinery and Equipment Sales First lien term loan, Equity interest
Emily Street Enterprises, LLC Office Equipment Distributor & Services First lien term loan, Equity interest
Elyria Foundry Company LLC Metals First lien term loan, Equity interest
Microsystems Document Preparation & Mgmt Tools for Legal & Patent Drafting Second lien term loan
Help/Systems Holdings, Inc. IT Operations Management Software First lien term loan, Second lien term loan
Ohio Medical Medical Equipment Second lien term loan, Equity interest
Roscoe Medical, Inc. Surgical Appliance and Supplies Second lien term loan, Equity interest
Avionte Holdings, LLC Staffing Company Services First lien term loan, Equity interest
Polar Holding Company, Ltd. Building Products First lien term loan
CAMP International Aviation Second lien term loan